189e Directing the Crystallization of a Desired Polymorph through Secondary Nucleation (Seeding)

Praveen Ram Menta Prasanna, Department of Chemical and Biological Engineering, Tufts Univeristy, 4 Colby Street, Medford, MA 02155 and Gregory D. Botsaris, Department of Chemical and Biological Engineering, Tufts University, 4 Colby Street, Medford, MA 02155.

            A large number of substances, including high-value added pharmaceutical products, crystallize in more than one distinct crystal structures.  These structures termed polymorphs, display different physical properties (solubility, crystal form, density, compressibility, etc.) and consequently pharmacological activities.  Regulatory pressure for the development of consistent production processes, dictate the need for a better understanding of all the crystallization steps involved in the process.

            The outcome at the primary nucleation step is described by the Ostwald's “Rule of Stages,” which states that the stable polymorph has the lowest solubility and yet the metastable form of higher solubility nucleates first.

            It appears, however, that things are much more complex in the case of secondary nucleation.  Recent studies1, 2 involved the crystallization of L-glutamic acid which has two polymorphs: the stable beta-form and the metastable alpha-form.  Seeds of the latter polymorph were used but the resulting secondary nuclei were not necessarily alpha polymorph. For instance, at a certain supersaturation beta-polymorph was obtained while at another a mixture of alpha and beta was produced.  The case of epitaxial growth of beta on alpha was also reported.

            This paper describes a systematic investigation of secondary nucleation in the crystallization of L-glutamic acid.  Seeds of both polymorphs are used at different supersaturations and temperatures.  The crystals resulting from the secondary nuclei are collected and their crystalline structure is obtained by melting point measurements and an x-ray diffraction technique.

            The interpretation of the results is based on the solubility data of the two polymorphs and two mechanisms of secondary nucleation: the Contact Secondary Nucleation (CSN) and the Embryos-Coagulation Secondary Nucleation (ESCN) model.

The ESCN model wad developed by Qian and Botsaris3, 4 and was successfully used to direct the crystallization of crystals of a desired chirality in the cases of sodium chlorate and threonine.  

1.         Cashell C, Corcoran D, Hodnett BK. Secondary nucleation of the b-polymorph of the L-glutamic acid on the surface of a-form crystals. Chem Commun. 2003:374-375.

2.         Ferrari ES, Davey RJ. Solution-mediated transformation of a to b L-glutamic acid: Rate enhancement due to secondary nucleation. Cryst Growth Des. Sep-Oct 2004;4(5):1061-1068.

3.         Qian R-Y, Botsaris GD. A new mechanism for nuclei formation in suspension crystallizers: the role of interparticle forces. Chem Eng Sci. 1997;52(20):3429-3440.

4.         Qian R-Y, Botsaris GD. The effect of seed preparation on the chirality of the secondary nuclei. Chem Eng Sci. 2004;59:2841-2852.